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Title Author Date
     
Commentary: Swaps Reporting is a Flawed Response to a Pressing Need Stephen J. Nelson January 10, 2011
Commentary: The Role of SWAPs In The Financial Panic of 2008 Stephen J. Nelson December 17, 2010
Commentary: States' Rights Embodied in the Securities Laws Stephen J. Nelson December 8, 2010
Commentary: Reconsidering the Role of the Equity Market Maker Stephen J. Nelson November 30, 2010
Commentary: Money Market Reform Stephen J. Nelson November 16, 2010
Commentary: ERISA's Fiduciary Standard Is Applied to Broker-Dealer Stephen J. Nelson November 9, 2010
Commentary: Shift in Regulation Towards Sophisticated Investors Stephen J. Nelson October 27, 2010
Commentary: Two Decades and Four Flash Crashes Stephen J. Nelson October 19, 2010
Commentary: European Derivatives and Short Sales Rules Revisited Stephen J. Nelson October 14, 2010
Commentary: The SEC Sets its Sights on Muni Bonds Scott M. Dubowsky October 5, 2010
Commentary: The Promise of a Consolidated Order Audit Trail Stephen J. Nelson September 16, 2010
Commentary: Investors' Reversal of Fortune With Reverse Convertibles Scott M. Dubowsky August 31, 2010
Commentary: The Next Chapter in European Short-Sale Regulation Stephen J. Nelson August 23, 2010
Commentary: Dodd-Frank Arms the SEC Stephen J. Nelson August 17, 2010
Commentary: Dodd-Frank Hits Wall Street and Main Street Stephen J. Nelson August 3, 2010
Commentary: The Trouble with Access Fees Stephen J. Nelson July 20, 2010
Commentary: Why We Should Care About European Curbs on Compensation Stephen J. Nelson July 13, 2010
Commentary: The Magic of Self-Regulation Stephen J. Nelson July 7, 2010
Commentary: New Circuit Brekers Let Markets Call 'Time Out' Beth N. Lowson June 29, 2010
Commentary: The "Foreign-Cubed" Equation Daniel M. Zinn June 22, 2010
Commentary: The Investor's Advocate Stephen J. Nelson June 15, 2010
Commentary: FINRA's NYSE Reg Takeover -- The End of an Era? Stephen J. Nelson June 9, 2010
Commentary: What's Old is New Again Stephen J. Nelson and Mary Anne Mayo June 1, 2010
Commentary: Regulatory Hemlines Scott M. Dubowsky and Mary Anne Mayo May 25, 2010
Commentary: Adventures in Convergence Stephen J. Nelson May 18, 2010
Commentary: Europe Tries to Discourage Regulatory Arbitrage Stephen J. Nelson May 10, 2010
Commentary: The Winds of Change Blow on Private Offerings Stephen J. Nelson May 3 , 2010
Commentary: SEC Resurrects the Large Trader Reporting Rules Stephen J. Nelson and Mary Anne Mayo April 27, 2010
Commentary: SEC Aims to Clip Securitization's Wings Stephen J. Nelson April 20, 2010
Commentary: European Regulators Ramp Up Insider Trading Enforcement Stephen J. Nelson April 13, 2010
Commentary: U.S. Reacts to European Hedge Fund Regulations Stephen J. Nelson April 6, 2010
Commentary: The Possibilities of Fixed-Income Exchanges Sean W. McDowell March 22, 2010
Commentary: U.S. Wins Gold ... In Short Sales Restrictions Stephen J. Nelson March 2, 2010
Commentary: Shedding Light on the Dark Liquidity Debate Stephen J. Nelson February 16, 2010
Commentary: The Human Element in Market Structure Changes Stephen J. Nelson February 2, 2010
Commentary: A Gap in Regulation of the OTC Markets Stephen J. Nelson January 26, 2010
Commentary: The Changing Role of the Broker-Dealer in an Electronic Universe Stephen J. Nelson January 19, 2010
Commentary: FINRA's Latest Attempt to Deal with Finders Stephen J. Nelson January 13, 2010
Commentary: Making it Up as We Go Along Stephen J. Nelson January 5, 2010
Commentary: Not Enough Sun Getting Through TRACE's Shutters Beth N. Lowson December 21, 2009
Commentary: Do High-Frequency Traders Add Value to the Market? Stephen J. Nelson December 15, 2009
Commentary: To the Victims Go the Spoils Daniel M. Zinn December 7, 2009
Commentary: Advisers to Hedge Funds May Face New Federal Regulation Scott M. Dubowsky November 30, 2009
Commentary: With Dark Pool Regulation, Be Careful What You Wish For Stephen J. Nelson November 16, 2009
Commentary: Turner Report Reactions Are a Vector for Regulatory Reform Stephen J. Nelson November 10, 2009
Commentary: Why Does MTLQQ Continue to Trade? Stephen J. Nelson November 2, 2009
Commentary: Regulators' Recommendations Are an Exercise in Fantasy Stephen J. Nelson October 26, 2009
Commentary: Latest Adventures in Derivatives Reform Stephen J. Nelson October 20, 2009
Commentary: Credit Rating is a Case Study in Regulatory Reform Stephen J. Nelson October 13, 2009
Commentary: Obama's Plan to End Securities Arbitration Stephen J. Nelson October 8, 2009
Commentary: End of an Era for OTC Bulletin Board? Stephen J. Nelson September 23, 2009
Commentary: The U.K. Remuneration Reform Stephen J. Nelson September 15, 2009
Commentary: The Specter of a Transaction Tax Rises Again Stephen J. Nelson September 9, 2009
Commentary: FINRA's Song Without a Melody Stephen J. Nelson September 1, 2009
Commentary: The Long Arm of the SEC Daniel M. Zinn August 25, 2009
Commentary: Global Short Sale Regulation Stephen J. Nelson August 17, 2009
Commentary: Shoots With Green Paint on Them Stephen J. Nelson August 13, 2009
Commentary: Flash Orders Yet Another Challenge to Market Structure Stephen J. Nelson August 5, 2009
Commentary: Goldstein Overruled Stephen J. Nelson July 30, 2009
Commentary: The Global Reach of U.S. Financial Services Regulation Stephen J. Nelson July 20, 2009
Commentary: New Wine in Old Wineskins Stephen J. Nelson July 8, 2009
Commentary: The European Version of Obama's Financial Regulation Proposal Stephen J. Nelson June 29, 2009
Commentary: The Art of the Possible in Financial Regulatory Reform Stephen J. Nelson June 22, 2009
Commentary: Awating the Next Pecora Commission Stephen J. Nelson June 13, 2009
Commentary: Proposed Derivatives Could Signal a Bottom Scott M. Dubowsky June 8, 2009
Address to the St. Louis Traders Association Convention Stephen J. Nelson June 4, 2009
Commentary: In Madoff's Wake, Client Custody Rule to Get a Makeover Stephen J. Nelson May 28, 2009
Commentary: Fixing the Financial Crisis Through Compensation Regulation Stephen J. Nelson May 18, 2009
Commentary: Putting Humpty Dumpty Back Together Again Stephen J. Nelson May 12, 2009
Commentary: What's the SEC Up To? Stephen J. Nelson May 4, 2009
Commentary: Politics and Short Sales Stephen J. Nelson April 27, 2009
Commentary: Much Ado About Marking to Market Stephen J. Nelson April 21, 2009
Commentary: Get Ready for a Systemic Global Regulator Stephen J. Nelson April 6, 2009
Commentary: Money Isn't the Answer to Better Regulation Stephen J. Nelson March 30, 2009
Commentary: The Perils of Principle-Based Regulation Danielle D'Angelo March 24, 2009
Compensation in the New Regulatory Environment Stephen J. Nelson March 17, 2009
Commentary: The Difficulty of Global Securities Regulation Stephen J. Nelson March 9, 2009
Commentary: FSA Proposes More Sunlight on Short Sales Stephen J. Nelson March 2, 2009
Commentary: Trading Ahead in OTC Equities, Round Two Stephen J. Nelson February 23, 2009
TALF: Jumper Cables Searching for a Dead Battery Stephen J. Nelson February 12, 2009
Influential Think Tank Recommends Tame Reform of Financial Services Stephen J. Nelson February 6, 2009
ERISA's Unintended Consequences Stephen J. Nelson January 29, 2009
Hedge Fund Regulation Takes a Step Forward in Europe Stephen J. Nelson January 23, 2009
Internet Distribution of Proxy Materials The Nelson Law Firm January 21, 2009
Put It in Writing Beth N. Lowson January 15, 2009
Opinion: Why Didn't FINRA Catch Madoff? Stephen J. Nelson January 8, 2009
Why the SEC Has Failed Stephen J. Nelson December 18, 2008
The SROs and Due Process Stephen J. Nelson December 11, 2008
NBA Insider: The Strange Case of Mark Cuban Stephen J. Nelson December 5, 2008
Europe Proposes to Regulate Hedge Funds and Private Equity Firms Stephen J. Nelson November 19, 2008
The Ill-Conceived Rule of Research Stephen J. Nelson November 12, 2008
Change: The Election's Effect on Securities Regulation Stephen J. Nelson November 6, 2008
The Evil Credit Default Swaps Stephen J. Nelson October 30, 2008
Once Bitten, Twice Shy: Losing Faith in U.S. Equity Markets Scott M. Dubowsky October 24, 2008
Object-Oriented Regulation Stephen J. Nelson October 14, 2008
The Pools Stephen J. Nelson October 8, 2008
Unwise Political Tampering with the Markets Stephen J. Nelson October 2, 2008
Short Sale Regulatory Panic Stephen J. Nelson September 25, 2008
More From the SEC on Globalization Stephen J. Nelson September 17, 2008
The Yin and Yang of Global Securities Regulation Stephen J. Nelson September 10, 2008
The SEC's Latest Effort to Combat Insider Trading Natasha Meruelo September 2, 2008
Rents and the Floor Brokers Steven McNamara August 14, 2008
The Next Chapter in Insider Trading Stephen J. Nelson August 7, 2008
Credit Ratings Offer No Guaramtees on this Seal of Approval Beth N. Lowson August 1, 2008
Financial Crisis Leads to Restrictions on Short Sales Stephen J. Nelson July 24, 2008
The Agnostic Regulator: The Shift in Policy Stephen J. Nelson July 18, 2008
The New Barbarians at the Gate Stephen J. Nelson July 9, 2008
Democracy and the SEC Stephen J. Nelson June 26, 2008
The Extinction of the New York Stock Exchange Specialist Stephen J. Nelson June 20, 2008
Hedge Fund Regulation ­ European Style Stephen J. Nelson June 12, 2008
US - Canadian Mutual Recognition Stephen J. Nelson June 5, 2008
The Bane of Derivatives Stephen J. Nelson May 30, 2008
Rule 144: A Shell Game Scott M. Dubowsky May 22, 2008
Getting Robbed at the Pump Daniel M. Zinn May 15, 2008
PWG Tells Hedge Funds Where to Go and How Stephen J. Nelson May 8, 2008
The Mysteries of Best Execution Stephen J. Nelson April 30, 2008
The Pillars of Registration Stephen J. Nelson April 25, 2008
Crisis in and out of the Financial Markets Stephen J. Nelson April 17, 2008
Collapsing the Distinction Between BDs and Advisers Stephen J. Nelson April 10, 2008
Treasury's Blueprint for Financial Regulatory Reform ­ What it Means on the Trading Desk Stephen J. Nelson April 3, 2008
Mutual Recognition ­ The Example of MiFID Stephen J. Nelson March 27, 2008
The Nationalization of Bear Stearns Stephen J. Nelson March 19, 2008
Naked Shorts Stephen J. Nelson March 13, 2008
Regulatory Schizophrenia Stephen J. Nelson March 6, 2008
Foreign Issuers ­The Great Fault Line in US Securities Law Stephen J. Nelson February 28, 2008
The Battle for Stone Ridge Stephen J. Nelson February 21, 2008
Mutual Recognition Stephen J. Nelson February 14, 2008
Sunlight, Disinfectants & Globalization Stephen J. Nelson February 7, 2008
Guarding the Guards Stephen J. Nelson February 1, 2008
The Big Boy Dilemma Stephen J. Nelson January 25, 2008